GA
Gustavo E. Alfonso
BOLTON SECURITIES
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 2570686
GA
Professional summary
Gustavo Enrique Alfonso, who also goes by Gustavo E Alfonso, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida and STONEX ADVISORS INC. located in Miami, Florida.
Gustavo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gustavo has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gustavo E Alfonso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Owner and president of GEA Administration Inc., entity created to own GEA Capital, LLC. Acting as Managing Partner of LLC. LLC operates securities and advisory business through marketing and paying branch expenses. Investment related and conducted from branch location. Spends approximately 120 hours (two thirds of business hours) on management duties and providing investment services through this entity. Entity established 10/2012. 2)Owner and Managing Director of Brightstone Capital, LLC, entity created for operating securities and investment advisory services referred by Rainmaker Group. Investment related and conducted from branch office location. Spends approximately 40 hours (one third of business hours) on management duties and providing investment services through this entity. Established 07/2017. 3)Investment Advisor Representative of Bolton Global Asset Management, doing business as GEA Capital or Brightstone Capital. Providing investment advisory services. Conducted from branch location. Activity began upon association with current firm. Hours spent per month vary and are balanced with management duties of branch and brokerage business. 4)Referring offshore captive insurance companies to Integrity Insurance Underwriting and Management Services, SCC for risk management, insurance and/or reinsurance services. Not investment related. Company located at Altman Annex, Derricks, St. James BB24008, Barbados. Activity began 7/27/2017. Spends approximately 1 hour per month during trading hours and 2 hours per month outside of trading hours. 5) Owner of Buttercup Partners Limited, entity created to own personal boat. Began 10/25/2018. Conducted from personal home and Rep is contact person. 0 hours spent on activity per month. 6) Gustavo acts as trustee for a trust. Authorities include investment oversight which may overlap with investment business. Conducted from Branch location. Will spend up to 4-hours per month either during or outside business hours. Began July 2022. 7) Director of Haitian Youth Foundation, a non-profit established 04/27/2016 in the state of Florida. Not investment related and not conducted from Branch location.
CRS (Client Relationship Summary) - RIA
Click below to view Gustavo Enrique Alfonso's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gustavo Enrique Alfonso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2013 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131RIA
BD
CRD#: 129376
MIAMI, FL
Current
November 13, 2025 - Present
STONEX ADVISORS INC.
Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131RIA
CRD#: 174182
MIAMI, FL
Current
September 10, 2013 - Present
BOLTON GLOBAL CAPITAL
Office #1: 1441 Brickell Avenue Suite 1750, Miami, FL 33131BD
CRD#: 15650
Miami, FL
Current
November 5, 2025 - Present
STONEX SECURITIES INC.
Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131BD
CRD#: 18456
Miami, FL
Past
September 18, 2013 - May 12, 2017
BOLTON SECURITIES CORPORATION
BD
CRD#: 129376
MIAMI, FL
Past
April 20, 2009 - October 2, 2013
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
MIAMI, FL
Past
March 27, 2009 - October 2, 2013
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MIAMI, FL
Past
November 2, 2004 - April 15, 2009
UBS INTERNATIONAL INC.
RIA
CRD#: 107726
CORAL GABLES, FL
Past
October 28, 2004 - April 15, 2009
UBS INTERNATIONAL INC.
BD
CRD#: 107726
CORAL GABLES, FL
Past
July 1, 2003 - November 11, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MIAMI, FL
Past
July 1, 2003 - November 11, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 10, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
MIAMI, FL
Past
January 10, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
May 6, 1996 - February 18, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 9, 1995 - May 9, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(10/19/2017)
RR
Florida(9/10/2013)
IAR
Florida(10/9/2013)
RR
New Jersey(6/30/2021)
RR
New Mexico(5/4/2023)
RR
New York(5/10/2017)
RR
Oregon(5/4/2023)
RR
Puerto Rico(9/10/2013)
RR
South Dakota(5/10/2017)
RR
Texas(6/8/2015)
RR
Vermont(5/4/2023)
RR
Virgin Islands(1/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Miami, FL 33131TRUST BUT VERIFY
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