Theodore T. Malone
Professional summary
Theodore Thomas Malone, who also goes by Ted Malone, Theodore T Malone, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1995. Theodore has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Thomas Malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2007 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416November 7, 2005 - August 24, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 27, 2003 - August 24, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 27, 2003 - October 8, 2003
NATIONWIDE FUND DISTRIBUTORS LLC
March 22, 2002 - February 28, 2003
PACIFIC SELECT DISTRIBUTORS, LLC
December 31, 2000 - March 26, 2002
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 14, 1998 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
June 1, 1998 - March 10, 2000
OSAIC FA, INC.
August 8, 1997 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 6, 1995 - July 31, 1997
VERAVEST INVESTMENTS, INC.
January 25, 1995 - November 3, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2022)
(8/29/2007)
(8/29/2007)
(5/10/2018)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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