Richard E. Epstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Eric Epstein was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1995. Richard had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1996 - October 10, 1996
GLOBAL STRATEGIES GROUP, INC.
June 19, 1995 - April 22, 1996
CITIGROUP GLOBAL MARKETS INC.
January 3, 1995 - June 9, 1995
JOSEPH ROBERTS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL STRATEGIES GROUP, INC.
CRD#: 27414 / SEC#: , 8-43079
Contact information
Documents
Red Flags
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