Arthur J. Booze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Joseph Booze, who also goes by Arthur J Booze, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1995. Arthur had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2004 - October 1, 2004
OAK GROVE INVESTMENT SERVICES, INC.
February 27, 2003 - March 25, 2004
PRUCO SECURITIES, LLC.
January 8, 2001 - February 14, 2003
BANC ONE SECURITIES CORPORATION
May 8, 2000 - January 10, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
May 8, 2000 - January 10, 2001
VALIC FINANCIAL ADVISORS, INC.
September 18, 1998 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 14, 1995 - September 10, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAK GROVE INVESTMENT SERVICES, INC.
CRD#: 46343 / SEC#: , 8-51388
Contact information
Documents
Red Flags
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