Kevin D. Ellson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Dale Ellson was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2019 - February 18, 2020
MEEDER ASSET MANAGEMENT, INC.
March 21, 2017 - February 18, 2020
MEEDER ADVISORY SERVICES, INC.
March 13, 2017 - October 10, 2019
MEEDER DISTRIBUTION SERVICES, INC.
October 24, 2016 - March 16, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
November 26, 2012 - August 26, 2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 25, 2006 - December 8, 2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 31, 2004 - August 4, 2006
A. G. EDWARDS & SONS, INC.
August 31, 2004 - August 4, 2006
A. G. EDWARDS & SONS, INC.
August 12, 2004 - September 2, 2004
LPL FINANCIAL LLC
July 26, 2004 - September 2, 2004
LPL FINANCIAL LLC
February 28, 2000 - January 6, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 10, 1999 - January 6, 2003
WELLS FARGO CLEARING SERVICES, LLC
April 19, 1995 - March 11, 1999
EDWARD JONES
Primary Firm SEC Registration
MEEDER ASSET MANAGEMENT, INC.
CRD#: 105794 / SEC#: 801-9839
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEEDER ASSET MANAGEMENT, INC.
CRD#: 105794 / SEC#: 801-9839
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 416 |
| AUM (Assets Under Management) | $ 2,476,415,741 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 08/23/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
