Luis A. Alvarado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Albert Alvarado JR was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 1995. Luis had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1998 - March 12, 2001
MILLENNIUM SECURITIES CORP.
September 15, 1998 - October 2, 1998
GLOBAL CAPITAL MARKETS, LLC
November 5, 1997 - August 31, 1998
TAYLOR STUART FINANCIAL, INC.
June 6, 1997 - February 6, 1998
ASH FINANCIAL CORP.
April 21, 1997 - June 6, 1997
H.J. MEYERS & CO., INC.
March 10, 1995 - May 1, 1995
VISION INVESTMENT GROUP, INC.
March 10, 1995 - April 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIUM SECURITIES CORP.
CRD#: 31695 / SEC#: , 8-45519
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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