Joseph K. Champness
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Kennard Champness, who also goes by Joe Champness, Joseph Champness, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1997. Joseph had worked at 1 firm and has passed the Series 63, Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1997 - November 21, 2023
SMITHBRIDGE ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
SMITHBRIDGE ASSET MANAGEMENT, INC.
CRD#: 106261 / SEC#: 801-53667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/25/1994
Non-Member General Securities ExaminationCurrent Firm
SMITHBRIDGE ASSET MANAGEMENT, INC.
CRD#: 106261 / SEC#: 801-53667
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,061 |
| AUM (Assets Under Management) | $ 665,788,590 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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