Michael H. Doyle

Some features on this profile are disabled

CRD#: 2569871

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Hugh Doyle, who also goes by Mike Doyle, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Doyle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 2022 - August 5, 2024

STEELE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 107097

DUBUQUE, IA

Past

May 4, 2006 - November 29, 2007

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

MINNEAPOLIS, MN

Past

July 30, 2003 - April 4, 2006

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

MENOMONEE FALLS, WI

Past

April 4, 2003 - May 9, 2006

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

MENOMONEE FALLS, WI

Past

May 3, 1999 - March 5, 2003

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

MILWAUKEE, WI

Past

January 24, 1995 - February 11, 1997

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 24, 1995 - February 11, 1997

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEELE CAPITAL MANAGEMENT, INC.

CRD#: 107097 / SEC#: 801-50636

RIA

Registered Investment Advisory firm - (11/17/1995 Approved)

California

Registered Investment Advisory firm - (1/23/2003 Cancelled)

Massachusetts

Registered Investment Advisory firm - (11/15/2004 Terminated)

Minnesota

Registered Investment Advisory firm - (10/3/2002 Terminated)

Nebraska

Registered Investment Advisory firm - (11/19/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (11/15/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/22/2003 Cancelled)

Texas

Registered Investment Advisory firm - (4/11/2003 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/29/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/23/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2004

General Securities Principal Examination

Current Firm

STEELE CAPITAL MANAGEMENT, INC.

CRD#: 107097 / SEC#: 801-50636

RIA

Registered Investment Advisory firm - (11/17/1995 Approved)

California

Registered Investment Advisory firm - (1/23/2003 Cancelled)

Massachusetts

Registered Investment Advisory firm - (11/15/2004 Terminated)

Minnesota

Registered Investment Advisory firm - (10/3/2002 Terminated)

Nebraska

Registered Investment Advisory firm - (11/19/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (11/15/2004 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/22/2003 Cancelled)

Texas

Registered Investment Advisory firm - (4/11/2003 Cancelled)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 Jackson Street Suite 201, Dubuque, IA 52001

Mailing Address

Phone number

(563) 588-2097

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEELE CAPITAL MANAGEMENT ADV 2A FEB. 2025 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	4,184
AUM (Assets Under Management)	$ 3,030,626,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael H. Doyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ERNST & YOUNG INVESTMENT ADVISERS LLP

FIRST HEARTLAND CAPITAL, INC.

FIRST HEARTLAND CONSULTANTS, INC.

ERNST & YOUNG INVESTMENT ADVISERS LLP

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

STEELE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2022

Series 63

Date: 5/30/2003

Series 7

Date: 7/29/2003

Series 6

Date: 1/23/1995

Series 24

Date: 5/20/2004

Current Firm

STEELE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEELE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors