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Michael Hugh Doyle

CRD# 2569871·Registered 1995 - 2024
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Hugh Doyle, who also goes by Mike Doyle, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1995 - 2024. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Doyle

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

STEELE CAPITAL MANAGEMENT, INC.·CRD# 107097
RIA
Dubuque, IA
March 30, 2022 - August 5, 2024
ERNST & YOUNG INVESTMENT ADVISERS LLP·CRD# 110921
RIA
Minneapolis, MN
May 4, 2006 - November 29, 2007
FIRST HEARTLAND CAPITAL, INC.·CRD# 32460
BD
Menomonee Falls, WI
July 30, 2003 - April 4, 2006
FIRST HEARTLAND CONSULTANTS, INC.·CRD# 110377
RIA
Menomonee Falls, WI
April 4, 2003 - May 9, 2006
ERNST & YOUNG INVESTMENT ADVISERS LLP·CRD# 110921
RIA
Milwaukee, WI
May 3, 1999 - March 5, 2003
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
January 24, 1995 - February 11, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
January 24, 1995 - February 11, 1997

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Current Firm

SC
STEELE CAPITAL MANAGEMENT, INC.

STEELE CAPITAL MANAGEMENT, INC.

CRD#: 107097 / SEC#: 801-50636
RIA
Registered Investment Advisory firm - SEC (11/17/1995 Approved)
California
Registered Investment Advisory firm - California (1/23/2003 Cancelled)
Massachusetts
Registered Investment Advisory firm - Massachusetts (11/15/2004 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/3/2002 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (11/19/2004 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/15/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (4/22/2003 Cancelled)
Texas
Registered Investment Advisory firm - Texas (4/11/2003 Cancelled)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1000 Jackson Street Suite 201, Dubuque, IA 52001

Phone Number

(563) 588-2097

# of Employees

15

SEC notice filing (23 States and Territories)

Registered to provide investment advisory services in 23 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STEELE CAPITAL MANAGEMENT ADV 2A MARCH 2026 (3/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,418

AUM (Assets Under Management)

$3,547,339,793

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STEELE CAPITAL MANAGEMENT, INC.

STEELE CAPITAL MANAGEMENT, INC.

CRD#: 107097 / SEC#: 801-50636
RIA
Registered Investment Advisory firm - SEC (11/17/1995 Approved)
California
Registered Investment Advisory firm - California (1/23/2003 Cancelled)
Massachusetts
Registered Investment Advisory firm - Massachusetts (11/15/2004 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/3/2002 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (11/19/2004 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/15/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (4/22/2003 Cancelled)
Texas
Registered Investment Advisory firm - Texas (4/11/2003 Cancelled)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1995About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed May 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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