Ka-ming F. Law
Professional summary
Ka-ming Francis Law, who also goes by Kaming Francis Law, is a registered financial professional currently at WISE US ASSETS INC located in New York, New York.
Ka-ming is registered as a RR (Registered Representative) and started their career in finance in 2002. Ka-ming has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ka-ming Francis Law's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
WISE US ASSETS INC
Office #1: 30 W. 26th St, Sixth Floor, New York, NY 10010December 16, 2002 - October 7, 2021
SANTANDER INVESTMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/30/2024
Operations Professional ExaminationFINRA
Current Firm
WISE US ASSETS INC
CRD#: 329919 / SEC#: , 8-71239
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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