Jeffrey F. Lenihan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Fox Lenihan, who also goes by Jeff Lenihan, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2006 - September 28, 2020
FISHER INVESTMENTS
November 12, 2003 - January 6, 2005
MERRILL LYNCH INVESTMENT MANAGERS LP
April 18, 2001 - January 6, 2005
FAM DISTRIBUTORS, INC.
July 30, 1998 - October 1, 1999
NYLIFE SECURITIES LLC
October 10, 1996 - September 15, 1997
BNY MELLON SECURITIES CORPORATION
August 1, 1995 - August 2, 1996
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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