Brian P. Jack

PINNACLE PEAK PRIVATE CLIENT GROUP

Scottsdale, AZ 85255

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CRD#: 2569773

Professional summary

Brian Patrick Jack is a registered financial advisor currently at PINNACLE PEAK PRIVATE CLIENT GROUP, LLC located in Scottsdale, Arizona.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Brian has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7, Series 52 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Pinnacle Peak Client Group, investment related, 18867 N Thompson Peak Parkway STE 225, Scottsdale, AZ 85255, Managing Director, 1/22/2016-present, 160/hrs month, 160 hrs during trading hrs. Financial advisory services. 2) Fixed Insurance. Investment Related. 18867 N. Thompson Peak Pkwy Ste. 225, Scottsdale, AZ 85255. Fixed/Traditional Insurance. Agent. Start 1/2017. 20 Hrs/Mo, 1 Trading Hrs. Agent. Sales of Fixed/Traditional Insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Jack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2016 - Present

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

Office #1: 18867 N. Thompson Peak Parkway Ste #225, Scottsdale, AZ 85255

RIA

CRD#: 282003

Scottsdale, AZ

Past

September 8, 2021 - December 31, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Scottsdale, AZ

Past

January 24, 2017 - September 9, 2021

BCG SECURITIES, INC.

RIA

CRD#: 70

Scottsdale, AZ

Past

January 10, 2017 - September 9, 2021

BCG SECURITIES, INC.

CRD#: 70

Scottsdale, AZ

Past

January 22, 2016 - January 11, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Scottsdale, AZ

Past

October 5, 2009 - February 10, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SCOTTSDALE, AZ

Past

October 5, 2009 - February 10, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SCOTTSDALE, AZ

Past

November 13, 2006 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

SCOTTSDALE, AZ

Past

December 23, 1994 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

JACK & ASSOCIATES, LLC | PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

CRD#: 282003 / SEC#: 801-110993

RIA

Registered Investment Advisory firm - (8/22/2017 Approved)

Arizona

Registered Investment Advisory firm - (9/7/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/13/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/10/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/22/1994

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/28/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

JACK & ASSOCIATES, LLC | PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

CRD#: 282003 / SEC#: 801-110993

RIA

Registered Investment Advisory firm - (8/22/2017 Approved)

Arizona

Registered Investment Advisory firm - (9/7/2017 Terminated)

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Contact information

Main Address

18867 N. Thompson Peak Parkway Ste #225, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 771-4301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (8/18/2025)

FORM ADV PART 2A - FIRM BROCHURE (8/18/2025)

Regulatory assets under management

Total Number of Accounts	1,301
AUM (Assets Under Management)	$ 397,498,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Brian P. Jack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Jack's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

BCG SECURITIES, INC.

BCG SECURITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2006

Series 63

Date: 1/10/1995

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 6/13/2006

Series 7

Date: 5/10/1995

Series 52

Date: 12/22/1994

Series 8

Date: 6/28/1999

Current Firm

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

TRUST BUT VERIFY

Contact information

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