Peter Whitman

FORESIDE FINANCIAL SERVICES

Portland, ME 04101

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CRD#: 2569700

Professional summary

Peter Whitman, who also goes by Peter Townsend Whitman, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter Townsend Whitman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Whitman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2024 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 148477

Portland, ME

Past

October 6, 2023 - December 31, 2024

SMEAD FUNDS DISTRIBUTORS, LLC

CRD#: 173734

PORTLAND, ME

Past

October 27, 2017 - April 11, 2023

NUVEEN SECURITIES, LLC

CRD#: 469

Wenham, MA

Past

October 12, 2009 - November 21, 2016

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

January 3, 2006 - October 2, 2009

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

October 5, 2001 - December 31, 2005

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

CRD#: 40644

JENKINTOWN, PA

Past

March 26, 2001 - October 1, 2001

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

October 7, 1997 - February 12, 2001

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

December 21, 1995 - September 19, 1997

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

January 16, 1995 - December 16, 1995

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2025)

Alaska
(1/2/2025)

Arizona
(1/2/2025)

Arkansas
(1/2/2025)

California
(1/2/2025)

Colorado
(1/2/2025)

Connecticut
(1/2/2025)

Delaware
(1/2/2025)

District of Columbia
(1/2/2025)

Florida
(1/2/2025)

Georgia
(1/2/2025)

Hawaii
(1/2/2025)

Idaho
(1/2/2025)

Illinois
(1/2/2025)

Indiana
(1/2/2025)

Iowa
(1/2/2025)

Kansas
(1/2/2025)

Kentucky
(1/2/2025)

Louisiana
(1/2/2025)

Maine
(1/2/2025)

Maryland
(1/2/2025)

Massachusetts
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(1/2/2025)

Mississippi
(1/2/2025)

Missouri
(1/2/2025)

Montana
(1/2/2025)

Nebraska
(1/2/2025)

Nevada
(1/2/2025)

New Hampshire
(1/2/2025)

New Jersey
(1/2/2025)

New Mexico
(1/2/2025)

New York
(1/2/2025)

North Carolina
(1/2/2025)

North Dakota
(1/2/2025)

Oklahoma
(1/2/2025)

Oregon
(1/2/2025)

Pennsylvania
(1/2/2025)

Rhode Island
(1/2/2025)

South Carolina
(1/2/2025)

South Dakota
(1/2/2025)

Tennessee
(1/2/2025)

Texas
(1/2/2025)

Utah
(1/2/2025)

Vermont
(1/2/2025)

Virginia
(1/2/2025)

Washington
(1/2/2025)

West Virginia
(1/2/2025)

Wisconsin
(1/2/2025)

Wyoming
(1/2/2025)

Exams

State Security Law Exam

Series 63

Date: 2/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/13/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/18/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter Whitman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Whitman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMEAD FUNDS DISTRIBUTORS, LLC

NUVEEN SECURITIES, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

FORESIDE FUND SERVICES, LLC

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.

SEI INVESTMENTS DISTRIBUTION CO.

FUNDS DISTRIBUTOR, LLC

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/7/1997

Series 6

Date: 1/13/1995

Series 24

Date: 1/18/2019

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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