Gary J. Heady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary James Heady, who also goes by Gary J Heady, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1995. Gary had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2020 - October 9, 2020
H I MANAGEMENT SERVICES INC.
April 11, 2002 - December 4, 2014
H I MANAGEMENT SERVICES INC.
July 3, 1995 - October 13, 1999
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
H I MANAGEMENT SERVICES INC.
CRD#: 152551 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 6,540,000 |
Red Flags
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