Christine M. Fairclough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Marie Fairclough was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1995. Christine had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2005 - March 20, 2007
FM PARTNERS HOLDINGS LLC
April 1, 2004 - May 24, 2022
LAZARD ASSET MANAGEMENT SECURITIES LLC
September 20, 2002 - April 1, 2004
LAZARD FRERES & CO. LLC
March 6, 1996 - June 1, 2001
BROWNCO, LLC
April 27, 1995 - February 21, 1996
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FM PARTNERS HOLDINGS LLC
CRD#: 134736 / SEC#: , 8-66861
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LMDC HOLDINGS LLC | MANAGING MEMBER | |
| ROSENBERG, WILLIAM BRUCE | CEO, CFO, COO, CCO | 1722850 |
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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