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Gary Richard Loduca

Gary R. Loduca

BROOKSTONE WEALTH ADVISORS
Melbourne Beach, FL
Some features on this profile are disabled
CRD#: 2569294
Gary Richard Loduca

Professional summary

Gary Richard Loduca, AIF®, CFP®, ChFC®, who also goes by Gary Richard Lo Duca, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Melbourne Beach, Florida.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gary has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gary Richard Lo Duca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Richard Loduca's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2011

ChFC®

Chartered Financial Consultant

Experience

Current

March 14, 2017 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #2: 504 Ocean Ave Unit 510417, Melbourne Beach, FL 32951Office #3: 1646 W Snow Ave Suite 4, Tampa, FL 33606
RIA
CRD#: 137658
Melbourne Beach, FL
Past

March 19, 2015 - March 6, 2017

HORTER INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 119880
TAMPA, FL
Past

May 10, 2012 - February 17, 2015

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
TAMPA, FL
Past

April 20, 2012 - February 17, 2015

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
TAMPA, FL
Past

April 26, 2011 - April 12, 2012

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
TAMPA, FL
Past

March 31, 2011 - March 31, 2011

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
TAMPA, FL
Past

March 25, 2011 - April 12, 2012

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
TAMPA, FL
Past

April 23, 2010 - February 25, 2011

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
TAMPA, FL
Past

August 25, 2009 - February 25, 2011

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
TAMPA, FL
Past

December 5, 2000 - February 1, 2006

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA
Past

July 29, 1999 - September 29, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 29, 1999 - September 29, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

November 12, 1996 - September 24, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 31, 1995 - September 13, 1996

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/14/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2009
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/4/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/1/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/17/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2009
General Securities Representative Examination

Current Firm

BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)
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Contact information

Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658Melbourne Beach, FL

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