Gary R. Loduca
BROOKSTONE WEALTH ADVISORS
Melbourne Beach, FL
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CRD#: 2569294
Professional summary
Gary Richard Loduca, AIF®, CFP®, ChFC®, who also goes by Gary Richard Lo Duca, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Melbourne Beach, Florida.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gary has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary Richard Lo Duca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ID Watchdog, Non-Investment Related, 4302 Henderson Blvd - Suite 100, Tampa, FL 33629, 1099 contractor / ID protection services, Start Date: 09/2016, Hours Dedicated: 20 hours per month (20 hours per month during trading hours), Duties: Providing ID protection services 2) Patriot Taxes, Non-Investment Related, 442 W Kennedy Blvd Suite 340 Office 10 Tampa, FL 33606, Owner, tax data collection, tax review & delivery Tax preparation provided by CPA & EA firms in nationwide IRS Circular 230 compliant network from CPATAXBANK services, Simple 1040 tax prep, Start Date: 12/2022, Hours Dedicated: 10 - 20 hours per month, tax clients pay tax prep fee 3) Thoughtful Wealth Management, Investment-Related, 4302 Henderson Blvd - Suite 100, Tampa, FL 33629, Owner / Insurance Sales / Investment Advisory DBA, Start Date: 02/2015, Hours Dedicated: 40 hours per month (40 hours per month during trading), Duties: Provide life LTC, fixed & indexed annuities / Investment advisory DBA. 4) KBKG, investment related, 790 E. Colorado Blvd Ste 600 Pasadena, CA 91101, tax/ accounting services to business owners, Contractor, 04/2018, 8 hrs/mo 8 hrs/mo during trading. Offering business-owner clients cost segregation and tax related expense accounting services through KBKG. Strategic Alliance Partner with KBKG and will receive 15% commission on engagements provided to business owners. 5) EP Navigator, not investment related, 560 South 100 West Ste 1, Provo, UT 84601, outsourced estate planning, 1099 Contractor, Aug 2020, 10 hrs/ month all during trading, EP Cloud provides estate planning document preparation via an attorney network for each state where an advisor operates. Its similar to the legalzoom model. The advisor assists the client with the online legal questionnaire and a . state licensed attorney reviews the information in real time and proposes the legal paperwork to complete. The advisor doesn't provide legal advice and only operates as a financial advisor role.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Richard Loduca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 14, 2017 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #2: 504 Ocean Ave Unit 510417, Melbourne Beach, FL 32951Office #3: 1646 W Snow Ave Suite 4, Tampa, FL 33606RIA
CRD#: 137658
Melbourne Beach, FL
Past
March 19, 2015 - March 6, 2017
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
TAMPA, FL
Past
May 10, 2012 - February 17, 2015
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
TAMPA, FL
Past
April 20, 2012 - February 17, 2015
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
TAMPA, FL
Past
April 26, 2011 - April 12, 2012
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
TAMPA, FL
Past
March 31, 2011 - March 31, 2011
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
TAMPA, FL
Past
March 25, 2011 - April 12, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
TAMPA, FL
Past
April 23, 2010 - February 25, 2011
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
TAMPA, FL
Past
August 25, 2009 - February 25, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
TAMPA, FL
Past
December 5, 2000 - February 1, 2006
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Past
July 29, 1999 - September 29, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 29, 1999 - September 29, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
November 12, 1996 - September 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 31, 1995 - September 13, 1996
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/14/2017)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
