TS
Timothy G. Shealy
SHEALY WEALTH ADVISORY LLC
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2569242
TS
Professional summary
Timothy Guy Shealy, who also goes by Tim Shealy, is a registered financial advisor currently at SHEALY WEALTH ADVISORY LLC located in Boca Raton, Florida.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Shealy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/27/2012: SHEALY REAL ESTATE HOLDINGS, LLC - INV REL - 11764 WEST SAMPLE RD, STE 102, CORAL SPRINGS, FL 33065 & 6800 CYPRESS RD, #508. PLANTATION, FL 33065 & 4669 NW 9TH AVE. POMPANO BEACH, FL 33064 - REAL ESTATE RENTAL - 1% OF TIME SPENT 2. 2/10/2021 - Shealy Wealth Advisory LLC - Not Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 08/04/2020 - 120 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Shealy Wealth Advisory LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/18/2021 - Tiko Holdings Weston 1 and Tiko Holdings Miramar 1 - Not Investment Related - 2635 Weston Road Weston FL and 11150 Pembroke Road Miramar FL - Other-Business Owner - Started 04/01/2013 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 10/18/2021 - Shealy Wealth Management - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner - Started 12/28/2020 - 10 Hours Per Month/0 Hours During Securities Trading. 5. 03/26/2024 - A.I.M. Academy - Not Investment Related - 13940 N Frank Lloyd Wright Blvd. Scottsdale AZ 85260 - Partner - Help Over see financials of the purchased pre-school - Started 2024-01-22 - Hours per month during trading hours: 0- Hours per month during outside trading hours: 0; Percentage of total yearly compensation: 45.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Guy Shealy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2021 - Present
SHEALY WEALTH ADVISORY LLC
Office #1: 4600 North Dixie Highway, Boca Raton, FL 33431RIA
CRD#: 310488
Boca Raton, FL
Past
June 2, 2009 - July 19, 2010
SHEALY WEALTH MANAGEMENT
RIA
CRD#: 149062
CORAL SPRINGS, FL
Past
February 21, 1997 - November 16, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOCA RATON, FL
Past
February 21, 1997 - March 8, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
BOCA RATON, FL
Past
December 4, 1995 - March 6, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 2, 1995 - December 6, 1995
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/10/2021)
IAR
Florida(2/1/2021)
IAR
Georgia(4/20/2021)
IAR
New Jersey(3/2/2021)
IAR
Pennsylvania(4/9/2021)
IAR
Texas(1/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
SHEALY WEALTH ADVISORY LLC
SHEALY WEALTH ADVISORY LLC
CRD#: 310488 / SEC#:
Arizona
Registered Investment Advisory firm - (3/10/2021 Approved)Florida
Registered Investment Advisory firm - (2/1/2021 Approved)Georgia
Registered Investment Advisory firm - (4/20/2021 Approved)New Jersey
Registered Investment Advisory firm - (3/2/2021 Approved)Pennsylvania
Registered Investment Advisory firm - (4/9/2021 Approved)Texas
Registered Investment Advisory firm - (9/28/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4600 North Dixie Highway, Boca Raton, FL 33431
Mailing Address
Phone number
(954) 757-3265
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 153 |
| AUM (Assets Under Management) | $ 17,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHEALY WEALTH ADVISORY LLC
CRD#: 310488Boca Raton, FL 33431TRUST BUT VERIFY
Monitor Timothy Shealy
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
