Gerald W. Malone

ADVANCE CAPITAL MANAGEMENT

Southfield, MI 48076

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CRD#: 2569210

Professional summary

Gerald Walker Malone II is a registered financial advisor currently at ADVANCE CAPITAL MANAGEMENT INC located in Southfield, Michigan.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gerald has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Walker Malone II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2010 - Present

ADVANCE CAPITAL MANAGEMENT INC

Office #1: One Towne Square Suite 444, Southfield, MI 48076

RIA

CRD#: 110767

Southfield, MI

Past

May 19, 2009 - December 3, 2009

ADVANCE CAPITAL MANAGEMENT INC

RIA

CRD#: 110767

SOUTHFIELD, MI

Past

April 25, 2000 - May 1, 2017

ADVANCE CAPITAL SERVICES, INC.

CRD#: 19347

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCE CAPITAL MANAGEMENT INC

CRD#: 110767 / SEC#: 801-28092

RIA

Registered Investment Advisory firm - (10/9/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/26/2010)

IAR

Texas
(11/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/24/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVANCE CAPITAL MANAGEMENT INC

CRD#: 110767 / SEC#: 801-28092

RIA

Registered Investment Advisory firm - (10/9/1986 Approved)

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Contact information

Main Address

One Towne Square Suite 444, Southfield, MI 48076

Mailing Address

Phone number

(248) 350-8543

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts	14,365
AUM (Assets Under Management)	$ 4,504,447,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gerald W. Malone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Walker Malone II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCE CAPITAL MANAGEMENT INC

ADVANCE CAPITAL SERVICES, INC.

Primary Firm SEC Registration

ADVANCE CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/2009

Series 63

Date: 5/2/2000

SIE

Date: 5/1/2017

Series 6

Date: 4/24/2000

Current Firm

ADVANCE CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANCE CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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