William D. Vogel

BUTLER CAPITAL PARTNERS

OLD WESTBURY, NY

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CRD#: 2569171

Professional summary

William Dickerman Vogel is a registered financial professional currently at BUTLER CAPITAL PARTNERS located in Old Westbury, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 86, Series 87 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Dickerman Vogel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2018 - Present

BUTLER CAPITAL PARTNERS

CRD#: 114242

OLD WESTBURY, NY

Past

August 11, 2014 - January 3, 2018

OXFORD CAPITAL, LLC

CRD#: 166637

NEW YORK, NY

Past

July 20, 2010 - February 13, 2012

WELLS FARGO PRIME SERVICES, LLC

CRD#: 133068

NEW YORK, NY

Past

July 29, 2009 - August 13, 2010

C3 CAPITAL, LLC

CRD#: 119155

NEW YORK, NY

Past

October 1, 1997 - October 26, 1998

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

March 24, 1997 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Past

March 13, 1996 - March 31, 1997

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

October 31, 1995 - March 11, 1996

NATWEST SECURITIES CORPORATION

CRD#: 18238

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/26/2019)

Massachusetts
(1/3/2023)

New York
(1/19/2018)

Exams

State Security Law Exam

Series 63

Date: 8/1/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2014

General Securities Representative Examination

General Industry/Product Exam

Series 86

Date: 8/25/2010

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/6/2010

Research Analyst Exam - Part II Regulations Module

Principal/Supervisory Exam

Series 24

Date: 9/8/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BUTLER CAPITAL PARTNERS

BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS

CRD#: 114242 / SEC#: , 8-53413

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

326 Centre Island Road, Oyster Bay, NY 11771

Mailing Address

Po Box 1358, Bayville, NY 11709

Phone number

(516) 333-2100

Established

New York since 04/16/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BUTLER, R ALAN JR	MANAGING MEMBER	1049661
KEMPER, ANTOINE CLAUDE JR	COO	1395246
KLICK, ANDREW SCOTT	CHIEF COMPLIANCE OFFICER	2186884
RIP, OLGA	FINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)/CHIEF FINANCIAL OFFICER (CFO)	5440553

Red Flags

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William D. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Dickerman Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

OXFORD CAPITAL, LLC

WELLS FARGO PRIME SERVICES, LLC

C3 CAPITAL, LLC

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

SBC WARBURG DILLON READ INC.

NATWEST SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2014

Series 86

Date: 8/25/2010

Series 87

Date: 8/6/2010

Series 24

Date: 9/8/1998

FINRA

Current Firm

BUTLER CAPITAL PARTNERS

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BUTLER CAPITAL PARTNERS

TRUST BUT VERIFY

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