Darin B. Whittington

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CRD#: 2569037

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darin Bradley Whittington was a registered financial professional .

Darin is a previously registered financial professional and started their career in finance in 1994. Darin had worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 22, 2010 - September 13, 2010

CENTER STREET SECURITIES, INC.

CRD#: 26898

PHOENIX, AZ

Past

January 2, 2009 - January 12, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

PHOENIX, AZ

Past

May 3, 2004 - June 12, 2008

OSAIC FS, INC.

CRD#: 3870

PHOENIX, AZ

Past

January 16, 2003 - May 12, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

June 26, 2002 - January 28, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 1, 2001 - July 10, 2002

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 9, 2001 - June 14, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 25, 1999 - March 16, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

December 15, 1998 - October 25, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 15, 1998 - October 25, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 9, 1998 - December 16, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 2, 1997 - January 8, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 13, 1994 - September 18, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/27/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/9/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTER STREET SECURITIES, INC.

CENTER STREET SECURITIES, INC. | ELLIOTT FINANCIAL SERVICES, INC.

CRD#: 26898 / SEC#: , 8-42786

Terminated by SEC on 01/27/2024

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Contact information

Main Address

Mailing Address

Phone number

Established

Louisiana since 06/01/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CENTER STREET HOLDINGS INC.	DIRECT OWNER
ONESTO, RICHARD ERNEST	FINOP	2453096
POLLARD, DONALD ROBERT	CHIEF EXECUTIVE OFFICER
POLLARD, DONALD ROBERT	ROP
ROMANO, MICHAEL ANTHONY	CHIEF COMPLIANCE OFFICER	734293

Disclosures

Regulatory Event	6
Criminal	1
Arbitration	7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darin B. Whittington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PARKLAND SECURITIES, LLC

OSAIC FS, INC.

MONY SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

SIGNATOR INVESTORS, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/1994

Series 7

Date: 2/27/1998

Series 6

Date: 12/9/1994

Current Firm

CENTER STREET SECURITIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CENTER STREET SECURITIES, INC.

TRUST BUT VERIFY

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