Lotte S. Optekamp

LIFESTYLE ASSET MANAGEMENT

Friendswood, TX 77546

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CRD#: 2568888

Professional summary

Lotte Schmidt Optekamp is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Friendswood, Texas.

Lotte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Lotte has worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Optekamp is a licensed insurance agent. From time to time, she will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Lifestyle Asset Management, Inc. always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any Lifestyle Asset Management, Inc. representative in such individual's outside capacities. I hour a month is spend on this activity. 1 hour a month is dedicated to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lotte Schmidt Optekamp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2011 - Present

LIFESTYLE ASSET MANAGEMENT, INC.

Office #1: 211 West Edgewood Suite 300, Friendswood, TX 77546

RIA

CRD#: 157450

Friendswood, TX

Past

May 11, 2011 - August 29, 2011

WOODLANDS WEALTH MANAGEMENT GROUP LLC

RIA

CRD#: 155694

THE WOODLANDS, TX

Past

June 12, 2006 - May 20, 2009

SHIELDADVISORS CORP.

RIA

CRD#: 139205

HOUSTON, TX

Past

October 17, 2003 - December 31, 2006

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

HOUSTON, TX

Past

October 17, 2003 - December 31, 2006

FFP SECURITIES, INC.

CRD#: 16337

HOUSTON, TX

Past

July 16, 1999 - November 5, 2003

WESTCOTT SECURITIES, LLC

CRD#: 45532

HOUSTON, TX

Past

February 12, 1998 - November 11, 2003

AEGIS ASSET MANAGEMENT INC

RIA

CRD#: 108610

HOUSTON, TX

Past

June 29, 1995 - February 10, 1998

MCFARLAND, GROSSMAN & COMPANY

CRD#: 30850

HOUSTON, TX

Past

February 14, 1995 - June 30, 1995

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFESTYLE ASSET MANAGEMENT, INC.

CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Texas

Registered Investment Advisory firm - (6/12/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/13/1995

General Securities Representative Examination

Current Firm

LIFESTYLE ASSET MANAGEMENT, INC.

CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Texas

Registered Investment Advisory firm - (6/12/2019 Terminated)

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Contact information

Main Address

211 West Edgewood Suite 300, Friendswood, TX 77546

Mailing Address

Phone number

(281) 612-2035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIFESTYLE ASSET MANAGEMENT, INC. ADV BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	1,294
AUM (Assets Under Management)	$ 399,218,297

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lotte S. Optekamp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lotte Schmidt Optekamp's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODLANDS WEALTH MANAGEMENT GROUP LLC

SHIELDADVISORS CORP.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

WESTCOTT SECURITIES, LLC

AEGIS ASSET MANAGEMENT INC

MCFARLAND, GROSSMAN & COMPANY

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

LIFESTYLE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/15/1995

Series 7

Date: 2/13/1995

Current Firm

LIFESTYLE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFESTYLE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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