Jordan S. Cain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Scott Cain was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 1995. Jordan had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2009 - July 12, 2010
GRANT WILLIAMS L.P.
May 23, 2006 - June 29, 2007
PEAK SECURITIES CORPORATION
March 22, 2004 - June 14, 2004
VESTPOINT SECURITIES, INC.
May 16, 2002 - March 19, 2004
NOWTRADE, CORP.
December 9, 1999 - April 5, 2000
THE AGEAN GROUP, INC
March 16, 1998 - April 6, 1998
J. B. HANAUER & CO.
December 15, 1997 - April 10, 1998
PREFERRED SECURITIES GROUP, INC.
December 19, 1995 - December 4, 1997
FMSBONDS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
