JF
John P. Ferrick
QUINCY WELLS ADVISORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2568789
JF
Professional summary
John Peter Ferrick is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Chicago, Illinois and GREAT POINT CAPITAL LLC located in Chicago, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 14 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Board Member for Escape therapeutics, Inc- The address for Escape Therapeutics Inc is 3800 Geer Road, Suite 200, Turlock, CA 9538- Start date November 6, 2019- He will spend 0 hours per month during normal trading hours 1 hours outside of trading hours- This is not investment related Trustee for the SEMPITERNUS TRUST AGREEMENT- The address is 2218 Illinois Rd, Northbrook, IL 60062- Start date of July 28, 2023- He will spend 0 hour per month during normal trading hours 1 hours outside of trading hours- Relationship to account owner(s):Client/Friend. The Trust agreement's sole purpose is to own life insurance policies- John Ferrick will be involved with: Fiduciary activities (trustee, attorney-in-fact, guardian, executor, personal representative, conservator, power of attorney); allowed for immediate family members only -This is not investment related Trustee for the Hyrcania Trust Agreement- The address is 2218 Illinois Rd, Northbrook, IL 60062- He will spend 0 hour per month during normal trading hours 1 hours outside of trading hours- Start date of July 28, 2023- Relationship to the account owner is Client/Friend- The Trust agreement's sole purpose is to own life insurance policies- John Ferrick will be involved with: Fiduciary activities (trustee, attorney-in-fact, guardian, executor, personal representative, conservator, power of attorney); allowed for immediate family members only- This is not investment related Managing Member for Randall and Bowes LLC, a real estate development company- The address for Randall and Bowes LLC is 9282 MARBLE STONE DR, NAPLES, FL 34120- Start date of January 6, 2023- The duties John will conduct are Acquisition, Financing, Disposition- John plans to spend 1-2 hours during trading hours and 1 hours outside of trading hours per month doing this- This is not investment related. Managing Member for Castle Rock Limelight Development, LLC, a real estate development company- The address for Castle Rock Limelight Development, LLC is 9282 MARBLE STONE DR, NAPLES, FL 34120- Start date of September 26, 2022- The duties John will conduct are Acquisition, Financing, Disposition- John plans to spend 3 hours during trading hours and 1 hours outside of trading hours per month doing this- This is not investment related. Managing Member for 91 North Milwaukee LLC, a real estate development company- The address for 91 North Milwaukee LLC is 9282 MARBLE STONE DR, NAPLES, FL 34120- Start date of May 6, 2022- The duties John will conduct are Acquisition, Financing, Disposition. John plans to spend 1-2 hours during trading hours and 1 hours outside of trading hours per month doing this- This is not investment related. Managing member with Winnetka Place LLC, a property acquisition company. The address of Winnetka Place LLC is 8 The Green, Suite R, Dover, DE 19901. The start date is Aug 17, 2024. His duties will include administration and planning, and he plans to spend 5 hours per month during normal trading hours and 1 hour per month outside of normal trading hours. This is not investment related. Life Insurance Broker. The address is 2218 ILLINOIS RD., NORTHBROOK, IL 60062. The start date is Dec 20, 2018. His duties will be Life Insurance sales, and he plans to spend 7 hours per month during normal trading hours and 3 hours per month outside of normal trading hours. This is investment related. John Ferrick will be referring real estate, business to business. The address is 2218 Illinois Rd, Northbrook, IL 60062. The start date is August 1, 2025. His duties will be to refer real estate developers/Construction companies to Cost Segregation Firms, and he plans to spend 3 hours per month during normal trading hours and 2 hours per month outside of normal trading hours. This is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view John Peter Ferrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2022 - Present
QUINCY WELLS ADVISORS, LLC
Office #1: 200 W. Jackson Blvd. #1000, Chicago, IL 60606RIA
CRD#: 307477
Chicago, IL
Current
November 12, 2020 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606BD
CRD#: 114203
Chicago, IL
Past
November 12, 2020 - December 9, 2020
QUINCY WELLS ADVISORS, LLC
RIA
CRD#: 307477
CHICAGO, IL
Past
November 17, 2014 - November 11, 2020
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
Chicago, IL
Past
November 14, 2014 - November 11, 2020
ARETE WEALTH ADVISORS, LLC
RIA
CRD#: 145488
CHICAGO, IL
Past
January 6, 2014 - November 14, 2014
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
NORTHBROOK, IL
Past
November 13, 2013 - November 14, 2014
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
NORTHBROOK, IL
Past
January 17, 2013 - November 12, 2013
ROTH CAPITAL PARTNERS, LLC
RIA
CRD#: 15407
CHICAGO, IL
Past
January 17, 2013 - November 12, 2013
ROTH CAPITAL PARTNERS, LLC
BD
CRD#: 15407
CHICAGO, IL
Past
January 11, 2011 - November 20, 2012
ADVANCED EQUITIES, INC.
RIA
CRD#: 35545
CHICAGO, IL
Past
October 27, 2008 - November 20, 2012
ADVANCED EQUITIES, INC.
BD
CRD#: 35545
CHICAGO, IL
Past
October 16, 2006 - November 13, 2008
G1 EXECUTION SERVICES, LLC
BD
CRD#: 111528
CHICAGO, IL
Past
June 20, 2005 - March 3, 2006
HARRISON TRADING GROUP, LLC
BD
CRD#: 40287
CHICAGO, IL
Past
February 8, 2002 - October 2, 2003
E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC
BD
CRD#: 1625
CHICAGO, IL
Past
January 31, 2002 - March 19, 2002
MELVIN SPECIALISTS, L.L.C.
BD
CRD#: 34945
CHICAGO, IL
Past
August 26, 1999 - December 19, 2001
BLUE CHIP TRADING L.L.C.
BD
CRD#: 46892
GLEN ELLYN, IL
Past
November 17, 1997 - November 15, 1999
MELVIN SECURITIES, L.L.C.
BD
CRD#: 29767
CHICAGO, IL
Past
March 22, 1995 - November 13, 1997
TRADETECH SECURITIES L.P.
BD
CRD#: 31131
CHICAGO, IL
Past
February 1, 1995 - February 27, 1995
E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC
BD
CRD#: 1625
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/21/2022)
RR
Connecticut(1/22/2022)
RR
Florida(11/12/2020)
RR
Illinois(1/10/2022)
IAR
Illinois(1/10/2022)
RR
Indiana(2/14/2022)
RR
Maryland(12/5/2022)
RR
Michigan(1/24/2022)
RR
Minnesota(1/11/2022)
RR
Mississippi(1/2/2024)
RR
Nevada(2/1/2023)
RR
New Jersey(2/1/2022)
RR
New York(1/20/2022)
RR
Ohio(11/12/2020)
RR
Tennessee(3/1/2024)
RR
Texas(1/20/2022)
RR
Washington(11/12/2020)
RR
Wisconsin(1/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/20/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QW
QUINCY WELLS ADVISORS, LLC
GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC
CRD#: 307477 / SEC#: 801-118231
RIA
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Contact information
Main Address
200 W. Jackson Blvd. #1000, Chicago, IL 60606
Mailing Address
9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240
Phone number
(312) 356-4875
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 45,094,304 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
