Janet L. Primmer-rocchetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Louise Primmer-rocchetti, who also goes by Janet Grigsby Primmer, Janet Louise Primmer, Janet Primmer, Janet L Primmer-rocchetti, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1995. Janet had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - February 10, 2014
THE LEADERS GROUP, INC.
December 8, 2009 - December 31, 2011
THE LEADERS GROUP, INC.
April 3, 2009 - December 16, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
April 1, 2006 - March 20, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
October 10, 2002 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
April 26, 2000 - October 10, 2002
THE LEADERS GROUP, INC.
January 28, 2000 - June 6, 2000
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
October 30, 1995 - April 2, 1999
WS GRIFFITH SECURITIES, INC.
September 20, 1995 - November 14, 1995
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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