John P. Jagger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Philip Jagger was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 6 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2020 - January 19, 2022
ADVISORY ADVOCATES LLC
June 14, 2017 - May 27, 2020
NORTHERN STAR CAPITAL MANAGEMENT
October 30, 2014 - October 23, 2017
PRATHER INVESTMENT MANAGEMENT, LLC
January 20, 2011 - July 11, 2014
POINTE CAPITAL MANAGEMENT LLC
March 4, 2010 - December 31, 2010
POINTE CAPITAL MANAGEMENT LLC
July 5, 2007 - February 17, 2010
UBS FINANCIAL SERVICES INC.
January 31, 1980 - February 17, 2010
UBS FINANCIAL SERVICES INC.
October 19, 1971 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 10/15/1971
Registered Representative ExaminationCurrent Firm
ADVISORY ADVOCATES LLC
CRD#: 284100 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 309 |
| AUM (Assets Under Management) | $ 76,301,250 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
