NE
Nathan E. Engstrom
EAGLE STRATEGIES LLC
PORTLAND, OR 97223
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CRD#: 2568422
NE
Professional summary
Nathan Everett Engstrom, CFP®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Portland, Oregon and NYLIFE SECURITIES LLC located in Portland, Oregon.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Nathan has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[RENTAL PROPERTY; START DATE: 10/2003; ROLE/TITLE: OWNER; INVESTMENT RELATED; 2-3 HOURS PER MONTH] [EMPIRE HOLDINGS LLC; RENTAL PROPERTIES; START DATE: 12/2006; ROLE/TITLE: OWNER; INVESTMENT RELATED; 10 HOURS PER MONTH] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 8020 SW Pfaffle St. Suite# 100 Portland, OR 97223; Start Date 08/2024; Role/Title: Owner; Investment Related; 5 hours per month; 1 hours per month during securities trading hours] [Notary Public; 8020 SW Pfaffle St. #100 Portland, OR 97223; Start Date 07/2017; Role/Title: notary; Not Investment Related; 1 hours per month; 1 hour per month during securities trading hours] [NYLARC Holding Company; Reinsurance company owned by NYL agents; 51 Madison Ave. NY, NY 10010; Start Date 06/2014; Role/Title: Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive investor] [L&K SunRiver Properties LLC - Dormant; empty shell LLC that can hold real estate, currently no assets; 17140 SW Hillsboro Hwy. Sherwood OR 97140; Start Date 11/2008; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [E&S Holdings LLC; Holds my office Building only; 8020 SW Pfaffle St. Portland, OR 97223; Start Date 02/2010; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; pay bills] [L&K Lexington Properties LLC - Dormant; Empty shell LLC, no assets; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 11/2008; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [MECO Construction LLC - Dormant; empty shell LLC; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 11/1994; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Empire, LLC - Dormant; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 10/2014; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Empire Mgmt. LLC - Dormant; old operating business for Empire Holdings, now empty LLC no assets; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 05/2006; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF LEGACY WEALTH PARTNERS INC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (PORTLAND, OR); START DATE: 02/2025][LWP Executive Suites; Rental property LLC holding company; 3621 Adelaide The Colony, TX 75056; Start Date 01/2025; Role/Title: manager only, no ownership interest; Investment Related; 3 hours per month; 0 hours per month during securities trading hours; manage company]
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Everett Engstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
May 23, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: New York Life Ins Co 8020 Sw Pfaffle St, Suite 100, Portland, OR 97223RIA
CRD#: 110826
PORTLAND, OR
Current
January 9, 1995 - Present
NYLIFE SECURITIES LLC
Office #1: New York Life Ins Co 8020 Sw Pfaffle St, Suite 100, Portland, OR 97223BD
CRD#: 5167
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/17/2015)
RR
California(12/15/1999)
RR
Colorado(2/28/2007)
RR
Florida(10/5/2020)
RR
Hawaii(6/2/2021)
RR
Idaho(4/11/2013)
RR
Indiana(9/20/2018)
RR
Montana(10/24/2023)
RR
Nevada(5/24/2021)
RR
Oregon(1/9/1995)
IAR
Oregon(5/23/1999)
RR
Pennsylvania(9/12/2025)
RR
South Dakota(2/7/2017)
RR
Texas(2/13/2017)
IAR
Texas(1/4/2024)
RR
Utah(6/7/2012)
RR
Washington(2/7/1995)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
