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Nathan Everett Engstrom

CFP®, CLU®
EAGLE STRATEGIES
PORTLAND, OR
·CRD# 2568422·31 years experience

Professional Summary

Nathan Everett Engstrom, CFP®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Portland, Oregon and NYLIFE SECURITIES LLC located in Portland, Oregon. Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Nathan has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1999
CLU®
Chartered Life Underwriter

Years of Experience

31 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
New York Life Ins Co 8020 Sw Pfaffle St, Suite 100, Portland, OR 97223
May 23, 1999 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York Life Ins Co 8020 Sw Pfaffle St, Suite 100, Portland, OR 97223
January 9, 1995 - Present

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[RENTAL PROPERTY; START DATE: 10/2003; ROLE/TITLE: OWNER; INVESTMENT RELATED; 2-3 HOURS PER MONTH] [EMPIRE HOLDINGS LLC; RENTAL PROPERTIES; START DATE: 12/2006; ROLE/TITLE: OWNER; INVESTMENT RELATED; 10 HOURS PER MONTH] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 8020 SW Pfaffle St. Suite# 100 Portland, OR 97223; Start Date 08/2024; Role/Title: Owner; Investment Related; 5 hours per month; 1 hours per month during securities trading hours] [Notary Public; 8020 SW Pfaffle St. #100 Portland, OR 97223; Start Date 07/2017; Role/Title: notary; Not Investment Related; 1 hours per month; 1 hour per month during securities trading hours] [NYLARC Holding Company; Reinsurance company owned by NYL agents; 51 Madison Ave. NY, NY 10010; Start Date 06/2014; Role/Title: Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive investor] [L&K SunRiver Properties LLC - Dormant; empty shell LLC that can hold real estate, currently no assets; 17140 SW Hillsboro Hwy. Sherwood OR 97140; Start Date 11/2008; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [E&S Holdings LLC; Holds my office Building only; 8020 SW Pfaffle St. Portland, OR 97223; Start Date 02/2010; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; pay bills] [L&K Lexington Properties LLC - Dormant; Empty shell LLC, no assets; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 11/2008; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [MECO Construction LLC - Dormant; empty shell LLC; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 11/1994; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Empire, LLC - Dormant; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 10/2014; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Empire Mgmt. LLC - Dormant; old operating business for Empire Holdings, now empty LLC no assets; 17140 SW Hillsboro Hwy. Sherwood, OR 97140; Start Date 05/2006; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF LEGACY WEALTH PARTNERS INC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (PORTLAND, OR); START DATE: 02/2025][LWP Executive Suites; Rental property LLC holding company; 3621 Adelaide The Colony, TX 75056; Start Date 01/2025; Role/Title: manager only, no ownership interest; Investment Related; 3 hours per month; 0 hours per month during securities trading hours; manage company][Installment Note ; Installment Note to facilitate sale of assets between companies I both own 100%; 8020 SW Pfaffle St Portand OR 97223; Start Date 12/2025; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Installment Note - Empire Holdings LLC; Installement note between my company Empire Holdings and me personally. ; 8020 SW Pfaffle st Portland OR 97223; Start Date 06/2024; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(12/17/2015)
RR
California
(12/15/1999)
RR
Colorado
(2/28/2007)
RR
Florida
(10/5/2020)
RR
Hawaii
(6/2/2021)
RR
Idaho
(4/11/2013)
RR
Indiana
(9/20/2018)
RR
Massachusetts
(7/23/2026)
RR
Montana
(10/24/2023)
RR
Nevada
(5/24/2021)
RR
North Carolina
(4/17/2026)
RR
Oregon
(1/9/1995)
IAR
Oregon
(5/23/1999)
RR
Pennsylvania
(9/12/2025)
RR
South Dakota
(2/7/2017)
RR
Texas
(2/13/2017)
IAR
Texas
(1/4/2024)
RR
Utah
(6/7/2012)
RR
Washington
(2/7/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1995About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Nathan Everett Engstrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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