Larry J. Miranda

PALO SECO WEALTH MANAGEMENT

CORONA, CA

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CRD#: 2568388

Professional summary

Larry James Miranda III, who also goes by Larry James Miranda, is a registered financial advisor currently at PALO SECO WEALTH MANAGEMENT located in Corona, California.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Larry has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry James Miranda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LIFE INSURANCE AGENT; INVESTMENT RELATED; 150 GREENLEAFE DR. WALNUT, CA 91789; FIXED INS. INS SALES; REPRESENTATIVE / AGENT; START:01/01/2016; 1 HOUR/WEEK; 0 HOURS DURING SECURITIES TRADING HOURS; RECOMMEND AND SELL LIFE INS, LTC, FIXED ANNUITIES 2. SHORT ARMS ENTERPRISE, LLC.; NOT INVESTMENT RELATED; 13448 SYCAMORE AVE, CHINO, CA 91710; POOL CLEANING SERVICES; REPRESENTATIVE ; EMPLOYEE; 9/30/2024; 20 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS ; CONDUCT POOL CLEANING SERVICES 3. SURRENDERED CHURCH (CHARITY/NONPROFIT); NOT INVESTMENT RELATED; 150 GREENLEAF DR., WALNUT, CA 91789; RELIGIOUS ORGANIZATION; PREACHER; OFFICER; 4/6/2018; 20 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; DELIVER WEEKLY SERMONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry James Miranda III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2025 - Present

PALO SECO WEALTH MANAGEMENT

RIA

CRD#: 3866

CHINO HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2006

General Securities Representative Examination

Current Firm

PALO SECO WEALTH MANAGEMENT

PALO SECO WEALTH MANAGEMENT | PALO SECO, LLC

CRD#: 333631 / SEC#:

California

Registered Investment Advisory firm - (1/28/2025 Approved)

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Contact information

Main Address

Corona, CA

Mailing Address

Phone number

(951) 790-3861

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry J. Miranda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry James Miranda III's CRS (Customer Relationship Summary).

Certified licenses

Experience

B.B. GRAHAM & COMPANY, INC.

B.B. GRAHAM & COMPANY, INC.

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2006

Current Firm

PALO SECO WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

PALO SECO WEALTH MANAGEMENT

TRUST BUT VERIFY

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