Hausmann-alain A. Banét
Professional summary
Hausmann-alain A Banét DR. was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hausmann-alain is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Hausmann-alain had worked at 2 firms, which includes HUDSON KNIGHT SECURITIES INC., INVESTORS ASSOCIATES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
July 21, 1997 - September 12, 1997
HUDSON KNIGHT SECURITIES, INC.
July 26, 1995 - June 26, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 7/25/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
HUDSON KNIGHT SECURITIES, INC.
CRD#: 31222 / SEC#: , 8-45421
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