Fredrick W. Bonnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredrick Wayne Bonnell, who also goes by Fred Bonnell, was a registered financial professional .
Fredrick is a previously registered financial professional and started their career in finance in 1981. Fredrick had worked at 2 firms and has passed the Series 63, Series 1, Series 4, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 1982 - May 4, 1990
BONNELL & CO., INC.
December 24, 1981 - February 23, 1982
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/12/1972
Registered Representative ExaminationSeries 40
Date: 9/10/1977
Registered Principal ExaminationCurrent Firm
BONNELL & CO., INC.
CRD#: 10112 / SEC#: , 8-25982
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
