David P. Koenig

SUMMIT ADVISORS

Canonsburg, PA 15317

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CRD#: 2568039

Professional summary

David Paul Koenig is a registered financial advisor currently at SUMMIT ADVISORS, LLC located in Canonsburg, Pennsylvania and BEACONSFIELD FINANCIAL SERVICES, INC. located in Canonsburg, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUMMIT ADVISORS,INVESTMENT RELATED, 160 TECHNOLOGY DRIVE SUITE 101 CANONSBURG, PA 15317, RIA, INVESTMENT ADVISOR, 08/2010, 1HR/MONTH, 1HR/MONTH DURING TRADING. IVESMENT ADVISOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Koenig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2010 - Present

SUMMIT ADVISORS, LLC

Office #1: 160 Technology Drive Suite 101, Canonsburg, PA 15317

RIA

CRD#: 144486

Canonsburg, PA

Current

January 18, 1995 - Present

BEACONSFIELD FINANCIAL SERVICES, INC.

Office #1: Southpointe Industrial Park 160 Technology Dr., Suite 101, Canonsburg, PA 15317

CRD#: 14634

Canonsburg, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/20/2011)

Florida
(4/15/1999)

Georgia
(7/22/2014)

Illinois
(1/23/2007)

Maryland
(2/27/2015)

North Carolina
(3/25/2008)

Pennsylvania
(2/1/1995)

IAR

Pennsylvania
(8/5/2010)

Texas
(9/23/2013)

Virginia
(10/7/2014)

West Virginia
(3/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SUMMIT ADVISORS, LLC

BEACONSFIELD FINANCIAL SERVICES, INC | SUMMIT ADVISORS, LLC

CRD#: 144486 / SEC#:

Michigan

Registered Investment Advisory firm - (1/16/2008 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/20/2007 Approved)

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Contact information

Main Address

160 Technology Drive Suite 101, Canonsburg, PA 15317

Mailing Address

Phone number

(724) 745-6800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	173
AUM (Assets Under Management)	$ 77,800,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David P. Koenig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Koenig's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT ADVISORS, LLC

BEACONSFIELD FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/1999

Series 63

Date: 1/31/1995

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1995

FINRA

Current Firm

SUMMIT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT ADVISORS, LLC

TRUST BUT VERIFY

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