Carol J. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Jean Bell, who also goes by Carol J Bell, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 1998. Carol had worked at 8 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2013 - May 3, 2016
LUPO FUTURES, LLC
March 15, 2013 - September 24, 2014
TORO CAPITAL MANAGEMENT LLC
May 20, 2011 - February 19, 2013
TORO CAPITAL MANAGEMENT LLC
May 20, 2011 - July 1, 2014
IMC SECURITIES LLC
May 20, 2011 - September 26, 2014
MUSTANG TRADING, LLC
May 20, 2011 - March 2, 2015
V. DERIVATIVES, LLC
April 15, 2011 - September 25, 2020
LUPO SECURITIES, LLC
September 1, 2000 - August 4, 2004
PAX CLEARING CORPORATION
June 5, 1998 - September 1, 2000
PAX CLEARING COMPANY LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Exams
Current Firm
LUPO FUTURES, LLC
CRD#: 155931 / SEC#: , 8-68755
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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