Wilson S. Jaeggli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilson Southwell Jaeggli was a registered financial professional .
Wilson is a previously registered financial professional and started their career in finance in 1970. Wilson had worked at 7 firms and has passed the Series 63, Series 7, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2012 - December 31, 2013
SOUTHWELL MANAGEMENT, L.P.
January 20, 2004 - December 31, 2011
SOUTHWELL MANAGEMENT, L.P.
November 8, 1996 - May 22, 2000
MADDEN SECURITIES CORPORATION
February 1, 1993 - October 25, 1994
ROWE & COMPANY, INC.
July 14, 1982 - September 4, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 1976 - October 17, 1979
CREDIT SUISSE SECURITIES (USA) LLC
March 13, 1973 - November 1, 1975
SALOMON BROTHERS INC.
May 7, 1970 - May 9, 1973
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 5/2/1970
General Securities Principal ExaminationSeries 1
Date: 5/1/1970
Registered Representative ExaminationCurrent Firm
SOUTHWELL MANAGEMENT, L.P.
CRD#: 120690 / SEC#:
Contact information
Red Flags
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