BW
Brent W. Whiddon
ONEASCENT WEALTH MANAGEMENT
ALBANY, GA 31707
Some features on this profile are disabled
CRD#: 2567830
BW
Professional summary
Brent Wayne Whiddon, who also goes by Brent Wayne Whidden, is a registered financial advisor currently at ONEASCENT WEALTH MANAGEMENT located in Albany, Georgia.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brent has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent Wayne Whidden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 01/2017
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE
2. NAME OF OTHER BUSINESS: PSA 121, LLC
INVESTMENT RELATED: NO
ADDRESS: Cornersville, TN
NATURE OF BUSINESS: FARMING
START DATE: 01/2015
POSITION/TITLE/RELATIONSHIP: OWNER
APX NUMBER OF HOURS PER WEEK: 5
APX NUMBER OF HOURS DURING TRADING HOURS: 5
BRIEF DESCRIPTION OF DUTIES: FARMING ACTIVITIES
3.NAME OF OTHER BUSINESS: WORLD EQUITY GROUP, INC.
INVESTMENT RELATED: NO
ADDRESS: 1650 N. ARLINGTON HEIGHTS RD ARLINGTON HEIGHTS IL 60004
NATURE OF BUSINESS: REJUVENATE YOUR RETIREMENT SEMINAR
START DATE: 10/2017
APX NUMBER OF HOURS PER WEEK: 4
APX NUMBER OF HOURS DURING TRADING HOURS: 4
POSITION/TITLE/RELATIONSHIP: SPEAKER
BRIEF DESCRIPTION OF DUTIES: GIVE PRESENTATIONS
4. NAME OF OTHER BUSINESS: SOFA - THE SOCIETY FOR FINANCIAL AWARENESS
INVESTMENT RELATED: NO
ADDRESS: 3914 MURPHY CANYON RD, STE A 125, SAN DIEGO, CA 92123
NATURE OF BUSINESS: FINANCIAL EDUCATION
START DATE:05/2018
POSITION/TITLE/RELATIONSHIP: MEMBER/SPEAKER
APX NUMBER OF HOURS PER WEEK: 5-10
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
BRIEF DESCRIPTION OF DUTIES: PROMOTE AND PROVIDE FINANCIAL EDUCATION
CRS (Client Relationship Summary) - RIA
Click below to view Brent Wayne Whiddon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2020 - Present
ONEASCENT WEALTH MANAGEMENT
Office #1: 2410 Westgate Drive 105, Albany, GA 31707Office #2: 710 N. Main St Suite 100, Columbia, TN 38401RIA
CRD#: 308057
ALBANY, GA
Past
January 17, 2017 - June 16, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ALBANY, GA
Past
February 10, 2016 - January 19, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALBANY, GA
Past
January 21, 2015 - July 10, 2020
CWM, LLC
RIA
CRD#: 155344
ALBANY, GA
Past
October 31, 2012 - October 2, 2015
BEAM WEALTH ADVISORS, INC.
RIA
CRD#: 109867
COVINGTON, LA
Past
November 12, 2009 - June 12, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALBANY, GA
Past
November 5, 2009 - January 19, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
ALBANY, GA
Past
February 13, 2007 - November 6, 2009
EDWARD JONES
RIA
CRD#: 250
ALBANY, GA
Past
April 5, 1995 - November 6, 2009
EDWARD JONES
BD
CRD#: 250
ALBANY, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
ONEASCENT WEALTH MANAGEMENT
ONEASCENT WEALTH MANAGEMENT | SOVEREIGN FAMILY OFFICE | ONEASCENT WEALTH MANAGEMENT LLC
CRD#: 308057 / SEC#: 801-118682
RIA
Registered Investment Advisory firm - (5/11/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(7/1/2020)
IAR
Tennessee(6/17/2020)
IAR
Texas(6/12/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OW
ONEASCENT WEALTH MANAGEMENT
ONEASCENT WEALTH MANAGEMENT | SOVEREIGN FAMILY OFFICE | ONEASCENT WEALTH MANAGEMENT LLC
CRD#: 308057 / SEC#: 801-118682
RIA
Registered Investment Advisory firm - (5/11/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
23 Inverness Center Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,138 |
| AUM (Assets Under Management) | $ 431,684,302 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
