Nikolay Masanko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikolay Masanko, who also goes by Nick Masanko, was a registered financial advisor .
Nikolay is a previously registered financial advisor and started their career in finance in 1995. Nikolay had worked at 8 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2006 - March 3, 2009
TD AMERITRADE, INC.
July 20, 2006 - March 3, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 22, 2006 - March 3, 2009
TD AMERITRADE, INC.
September 13, 2002 - June 19, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 2002 - June 19, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2001 - February 27, 2002
RUMSON CAPITAL, LLC
July 17, 2000 - August 29, 2001
TAFFERER TRADING, LLC
August 18, 1998 - July 21, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 10, 1996 - July 22, 1998
JOSEPHTHAL & CO., INC.
June 1, 1995 - May 21, 1996
RYAN BECK & CO.
February 15, 1995 - May 8, 1995
HALPERT AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/14/2000
Limited Representative-Equity Trader ExamCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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