Sean J. Aurigemma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Jude Aurigemma was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1995. Sean had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - October 1, 2018
LORD, ABBETT & CO. LLC
July 10, 2007 - October 1, 2018
LORD ABBETT DISTRIBUTOR LLC
September 12, 2006 - May 8, 2007
MORGAN STANLEY DISTRIBUTION, INC.
June 12, 2000 - October 10, 2006
MORGAN STANLEY DW INC.
June 7, 1999 - October 1, 1999
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 7, 1999
DB ALEX. BROWN LLC
July 24, 1995 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
March 30, 1995 - July 12, 1995
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,798 |
| AUM (Assets Under Management) | $ 270,386,783,963 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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