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Marcus James Schrenker

CRD# 2567387·Registered 1995 - 2008
Previously Registered: Being a previously registered professional could mean that Marcus is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marcus James Schrenker, who also goes by Marcus J Schrenker, was a registered financial advisor. Marcus was a previously registered financial advisor and started their career in finance 1995 - 2008. Marcus had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marcus J Schrenker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

HERITAGE WEALTH MANAGEMENT, INC.·CRD# 131745
RIA
Indianapolis, IN
June 30, 2004 - December 31, 2008
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Lincoln, NE
June 8, 2001 - December 21, 2001
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
December 21, 2000 - May 1, 2001
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
August 8, 1996 - December 20, 2000
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
June 22, 1995 - July 23, 1996
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
June 22, 1995 - July 23, 1996

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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