JK
Jason J. Kohl
THRIVENT INVESTMENT MANAGEMENT
Hayward, WI 54843
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CRD#: 2567355
JK
Professional summary
Jason James Kohl is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Hayward, Wisconsin.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jason has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RAILS ON TRAILS INC. POSITION: Board Director NATURE: Rails on Trails is an all-volunteer, non-profit organization (501c3) in Washburn County. We are dedicated to providing outdoor trail sport and recreation opportunities to people of all ages, promoting healthy living and the enjoyment of nature.Our organization guides volunteers who lead and promote local youth cross country ski and mountain bike programs and clubs in coordination with Spooner Schools along with developing and maintaining 22 kilometers of cross country ski trails, 18 miles of fat bike trails, 24 miles of mountain bike trails and 4.5 miles of running trails at three locations in the Washburn County area. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: N8056 North RD, Springbrook WI 54875, United States DESCRIPTION: Board Directors lead, promote and strengthen the organizations mission of providing outdoor trail sport and recreation opportunities to people of all ages in Washburn County by deliberating, developing and voting on programming goals, fundraising activities, budget allocations, trail development projects, grant applications and promotion activities. SPOONER AREA SCHOOL DISTRICT POSITION: Assistant Track & Field Coach NATURE: Public School/Athletic Department INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2021 ADDRESS: 801 Cty Hwy A, Spooner WI 54801, United States DESCRIPTION: Assist in coaching and training of High School athletes during the spring school season.
CRS (Client Relationship Summary) - RIA
Click below to view Jason James Kohl's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason James Kohl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 15881 Fourth Street, Hayward, WI 54843RIA
BD
CRD#: 18387
Hayward, WI
Current
October 20, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 15881 Fourth Street, Hayward, WI 54843RIA
BD
CRD#: 18387
Hayward, WI
Past
July 22, 1998 - February 18, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
July 21, 1998 - February 18, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 13, 1994 - July 14, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/15/2023)
RR
Arizona(8/20/2019)
RR
Colorado(9/22/2020)
RR
Indiana(9/23/2025)
RR
Minnesota(12/10/2014)
RR
North Dakota(8/20/2019)
RR
South Dakota(6/23/2022)
RR
Wisconsin(11/12/2014)
IAR
Wisconsin(11/12/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
