Francis N. Jacovino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Nicholas Jacovino, who also goes by Francis N Jacovino, Francis Nicholas Jacovino, Frank Jacovino, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1971. Francis had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2012 - October 31, 2013
SECURITIES SERVICE NETWORK, LLC
January 1, 2006 - December 31, 2012
FRANCIS N. JACOVINO, SR. INVESTMENT ADVISOR, INC.
January 28, 2005 - December 31, 2005
FRANCIS N. JACOVINO, SR. INVESTMENT ADVISOR, INC.
August 21, 2003 - December 31, 2004
FRANCIS N. JACOVINO, SR. INVESTMENT ADVISOR, INC.
November 6, 1996 - February 29, 2012
LPL FINANCIAL LLC
October 29, 1996 - February 29, 2012
LPL FINANCIAL LLC
March 1, 1996 - October 24, 1996
MML INVESTORS SERVICES, LLC
November 9, 1983 - February 7, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
May 27, 1982 - March 1, 1996
G. R. PHELPS & CO., INC.
January 14, 1977 - February 9, 1984
PROVIDENT MARKETING CORPORATION
February 24, 1976 - January 14, 1977
PROVIDENT NATIONAL EQUITIES, INC.
January 22, 1971 - December 31, 1974
THE TRAVELERS INSURANCE COMPANY
January 22, 1971 - May 18, 1982
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/16/1971
Registered Representative ExaminationCurrent Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
