Chip A. Latham
Professional summary
Chip A Latham is a registered financial professional currently at MCNALLY FINANCIAL SERVICES CORPORATION located in Reno, Nevada.
Chip is registered as a RR (Registered Representative) and started their career in finance in 1995. Chip has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chip A Latham's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2010 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
August 22, 2005 - March 29, 2010
JHS CAPITAL ADVISORS, LLC
August 19, 2005 - March 29, 2010
JHS CAPITAL ADVISORS, LLC
October 21, 2002 - August 23, 2005
MORGAN STANLEY DW INC.
January 18, 1995 - August 23, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2010)
(4/19/2010)
(8/11/2010)
(12/13/2023)
(2/11/2013)
(5/3/2010)
(5/31/2023)
(4/19/2010)
(4/20/2010)
Exams
FINRA
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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