Peter L. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Lawrence Anderson was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1995. Peter had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2024 - February 19, 2025
RICHMOND INVESTMENT SERVICES LLC
April 16, 2015 - June 24, 2024
LPL FINANCIAL LLC
April 16, 2015 - December 26, 2024
LPL FINANCIAL LLC
May 9, 2013 - April 16, 2015
PACKERLAND BROKERAGE SERVICES, INC.
June 16, 2005 - April 16, 2015
PACKERLAND BROKERAGE SERVICES, INC.
August 2, 1995 - June 16, 2005
ABACUS INVESTMENTS, INC.
Primary Firm SEC Registration
RICHMOND INVESTMENT SERVICES LLC
CRD#: 327451 / SEC#: 801-129477
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RICHMOND INVESTMENT SERVICES LLC
CRD#: 327451 / SEC#: 801-129477
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,306 |
| AUM (Assets Under Management) | $ 393,484,617 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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