Vincent S. Pollicita
Professional summary
Vincent S Pollicita, who also goes by VIn Pollicita, Vincenzo S Pollicita, Vinny Pollicita, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Boca Raton, Florida.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1994. Vincent has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent S Pollicita's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2019 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 1150 Broken Sound Parkway Nw, Boca Raton, FL 33487January 17, 2019 - November 9, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
August 14, 2015 - February 5, 2018
VOYA FINANCIAL ADVISORS, INC.
April 5, 2013 - February 5, 2018
VOYA FINANCIAL ADVISORS, INC.
September 27, 2007 - July 11, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
April 1, 2006 - March 27, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
December 6, 2001 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
March 15, 2000 - July 24, 2000
CITIGROUP GLOBAL MARKETS INC.
January 1, 1996 - December 31, 1999
TOWER SQUARE SECURITIES, INC.
December 15, 1994 - September 26, 1995
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2019)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
