Marc A. Morell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc A Morell, who also goes by Marc Anthony Morell, Marc Morell, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1995. Marc had worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2024 - November 7, 2025
BALANZ CAPITAL USA LLC
May 1, 2020 - August 18, 2023
SNOWDEN ACCOUNT SERVICES LLC
October 5, 2016 - January 7, 2020
WELLS FARGO CLEARING SERVICES, LLC
October 5, 2016 - January 7, 2020
WELLS FARGO CLEARING SERVICES, LLC
March 14, 2016 - September 29, 2016
CITIGROUP GLOBAL MARKETS INC.
March 2, 2016 - September 29, 2016
CITIGROUP GLOBAL MARKETS INC.
October 2, 2012 - February 3, 2016
KOVACK ADVISORS, INC.
September 11, 2012 - February 3, 2016
KOVACK SECURITIES INC.
July 18, 2011 - July 17, 2012
TRUIST INVESTMENT SERVICES, INC.
July 12, 2011 - July 17, 2012
TRUIST INVESTMENT SERVICES, INC.
August 12, 2010 - June 3, 2011
HARRISDIRECT LLC
July 28, 2010 - June 3, 2011
E*TRADE SECURITIES LLC
August 25, 2009 - July 30, 2010
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 15, 2009 - July 30, 2010
TD AMERITRADE, INC.
July 13, 2009 - July 30, 2010
TD AMERITRADE, INC.
May 29, 2007 - June 4, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - June 4, 2009
CITIGROUP GLOBAL MARKETS INC.
February 20, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 16, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 2, 1995 - October 22, 2003
CHARLES SCHWAB & CO., INC.
October 26, 1995 - October 22, 2003
CHARLES SCHWAB & CO., INC.
June 22, 1995 - November 7, 1995
GKN SECURITIES CORP.
April 6, 1995 - June 26, 1995
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 8/12/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BALANZ CAPITAL USA LLC
CRD#: 325914 / SEC#: , 8-71085
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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