RD
Robert J. Dolan
TRILOGY CAPITAL
Hingham, MA 02043
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CRD#: 2566599
RD
Professional summary
Robert Joseph Dolan, who also goes by Bob Dolan, is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in Hingham, Massachusetts and LPL FINANCIAL LLC located in Hingham, Massachusetts.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Dolan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/1/2008 - DBA ONLY - FLAGSHIP WEALTH MANAGEMENT - TIME SPENT 100% - QUINCY, MA. 2. 12/9/2008 - NON-VARIABLE INSURANCE - MET LIFE - SUBMITTING FIXED ANNUITY BUSINESS WITH MET LIFE. - TIME SPENT 5% - QUINCY, MA. 3. 2/13/2009 - NON-VARIABLE INSURANCE - SELL TERM INSURANCE THROUGH BISYS. - TIME SPENT 5% - QUINCY, MA 4. 08/01/2019 - Flagship Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/18/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 03/13/2024 - Trilogy Capital, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/29/2024 - 120 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 06/12/2024 - Flagship Wealth powered by Trilogy - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/23/2024 - 120 Hours Per Month/ 8 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Dolan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2024 - Present
TRILOGY CAPITAL, INC.
Office #1: 25 Recreation Drive Suite 106, Hingham, MA 02043RIA
CRD#: 281597
Hingham, MA
Current
June 27, 2008 - Present
LPL FINANCIAL LLC
Office #1: 25 Recreation Drive, Suite 106, Hingham, MA 02043RIA
BD
CRD#: 6413
HINGHAM, MA
Past
February 23, 2009 - December 31, 2009
FLAGSHIP WEALTH MANAGEMENT
RIA
CRD#: 147404
QUINCY, MA
Past
July 28, 2008 - May 30, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
QUINCY, MA
Past
June 27, 2003 - June 30, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HINGHAM, MA
Past
July 16, 2000 - June 30, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOSTON, MA
Past
June 1, 2000 - June 30, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 9, 1998 - June 5, 2000
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
March 22, 1996 - October 15, 1998
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
April 26, 1995 - December 20, 1995
AEI SECURITIES, INC.
BD
CRD#: 6158
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/10/2020)
RR
District of Columbia(6/27/2008)
RR
Florida(1/12/2018)
RR
Maine(7/3/2008)
RR
Maryland(8/27/2024)
RR
Massachusetts(6/27/2008)
IAR
Massachusetts(3/21/2024)
RR
Nevada(7/9/2024)
RR
New Hampshire(6/27/2008)
RR
New Jersey(7/3/2008)
RR
New York(6/27/2008)
RR
North Carolina(8/28/2015)
RR
Rhode Island(7/3/2008)
RR
South Carolina(1/8/2016)
RR
Texas(10/23/2019)
RR
Virginia(10/31/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
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Contact information
Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(714) 843-9977
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRILOGY CAPITAL, INC.
CRD#: 281597Hingham, MA 02043TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
