Steven R. Jacobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Ronald Jacobson was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1969. Steven had worked at 9 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1999 - June 23, 2011
SANDGRAIN SECURITIES LLC
September 22, 1997 - July 28, 2000
KLEIN, MAUS & SHIRE INC.
June 26, 1990 - September 17, 2013
STEVEN R. JACOBSON, B/D
October 1, 1985 - September 12, 1997
GRUNTAL & CO., L.L.C.
June 12, 1973 - October 1, 1985
JII SECURITIES INC.
April 2, 1973 - May 30, 1973
WEIS SECURITIES, INC.
October 12, 1972 - April 23, 1973
LADENBURG THALMANN & CO. INC.
February 8, 1972 - November 6, 1972
DEVON SECURITIES
October 8, 1969 - February 5, 1972
MACK, BUSHNELL & EDELMAN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 1/31/1969
Registered Representative ExaminationCurrent Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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