Daniel C. Estes
Professional summary
Daniel Charles Estes, CFP®, who also goes by Dan Estes, Danny Charles Estes, Danny Estes, is a registered financial advisor currently at PIN OAK INVESTMENT ADVISORS INC located in Houston, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daniel has worked at 3 firms and has passed the Series 63, Series 7, Series 52, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Charles Estes's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
January 7, 2011 - Present
PIN OAK INVESTMENT ADVISORS INC
Office #1: 510 Bering Drive Ste 100, Houston, TX 77057May 13, 1998 - February 11, 2010
CHARLES SCHWAB & CO., INC.
May 11, 1998 - February 11, 2010
CHARLES SCHWAB & CO., INC.
December 12, 1994 - May 6, 1998
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
PIN OAK INVESTMENT ADVISORS INC
CRD#: 105550 / SEC#: 801-35858
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/7/2011)
Exams
Current Firm
PIN OAK INVESTMENT ADVISORS INC
CRD#: 105550 / SEC#: 801-35858
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 671,937,578 |
Red Flags
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