Maureen G. Blumenthal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Geary Blumenthal, who also goes by Maureen Patricia Geary Ms., Maureen Patricia Geary, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 1995. Maureen had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2018 - January 20, 2023
BRINKER CAPITAL SECURITIES, LLC
December 19, 2017 - June 6, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 5, 1997 - December 21, 2016
BNY MELLON SECURITIES CORPORATION
March 24, 1995 - October 8, 1996
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRINKER CAPITAL SECURITIES, LLC
CRD#: 38123 / SEC#: , 8-48110
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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