Lance H. Jacobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Herbert Jacobson was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1973. Lance had worked at 16 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 1993 - April 15, 2002
SCHNEIDER SECURITIES, INC.
April 21, 1992 - February 23, 1993
FAIRCHILD FINANCIAL GROUP, INC.
October 29, 1990 - March 3, 1992
NTB FINANCIAL CORPORATION
September 25, 1989 - March 4, 1991
FIRST EAGLE, INC.
February 5, 1985 - April 24, 1989
SECURITIES USA, INC.
February 1, 1984 - February 19, 1985
J. W. GANT & ASSOCIATES, INC.
September 20, 1983 - October 20, 1983
BLINDER, ROBINSON & CO., INC.
April 13, 1981 - October 4, 1983
CENTENNIAL STATE SECURITIES, INC.
July 23, 1980 - April 20, 1981
INTERNATIONAL SECURITIES, INC.
November 28, 1975 - April 24, 1977
DOUGLASS & CO. INCORPORATED
August 29, 1975 - August 5, 1987
J DANIEL BELL & COMPANY, INC.
May 13, 1975 - September 27, 1975
REYNOLDS SECURITIES, INC.
December 10, 1974 - November 28, 1975
DOUGLASS, STANAT & CO
August 8, 1973 - January 5, 1975
BARTON AND COMPANY INCORPORATED
July 2, 1973 - September 5, 1975
DUPONT WALSTON, INCORPORATED
January 16, 1973 - July 2, 1973
DUPONT GLORE FORGAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/10/1973
Registered Representative ExaminationSeries 00
Date: 12/12/1975
General Securities Principal ExaminationCurrent Firm
SCHNEIDER SECURITIES, INC.
CRD#: 16434 / SEC#: , 8-33967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHNEIDER FINANCIAL CORP | CORPORATION | |
| BIXLER, CLARENCE LEROY JR | DIRECTOR | 22327 |
| DURAYBITO, SIEGFRIED PETER | OWNER | 1030619 |
| HINKLE, STEVEN RAY | CHIEF EXECUTIVE OFFICER/DIRECTOR | 838034 |
| KOCH, KEITH ARLAN | DIRECTOR | 1197658 |
| LOWE, TERRI ELAINE | CHIEF FINANCIAL OFFICER/DIRECTOR | 1823203 |
| MCENENY, TIMOTHY SEAN JR | OWNER | 2250543 |
| MURRAY, JAY ALAN | OWNER | 1958868 |
| NORTON, GREGORY BRUCE | DIRECTOR | 2041583 |
| OROURKE, THOMAS JOSEPH | PRESIDENT/DIRECTOR | 353467 |
| ROUSE, RICHARD JOHN | VICE-PRESIDENT/DIRECTOR | 1135898 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
