Brian M. Hayes
Professional summary
Brian Mark Hayes is a registered financial professional currently at INDEPENDENCE CAPITAL CO., INC. located in Parma, Ohio.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Mark Hayes's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2008 - Present
INDEPENDENCE CAPITAL CO., INC.
Office #1: 5579 Pearl Road, Suite 100, Parma, OH 44129February 17, 1995 - August 28, 2008
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2008)
(1/7/2014)
(5/4/2020)
(4/29/2019)
(8/30/2022)
(1/31/2014)
(11/1/2013)
(12/17/2021)
(4/3/2020)
(12/6/2022)
(9/30/2008)
(10/21/2024)
(2/16/2017)
(5/23/2025)
Exams
FINRA
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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