Julia R. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Ruth Scott was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1995. Julia had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2020 - February 28, 2023
IC ADVISORY SERVICES, INC.
August 17, 2020 - February 28, 2023
THE INVESTMENT CENTER, INC.
October 3, 2014 - August 17, 2020
KMS FINANCIAL SERVICES, INC.
October 3, 2014 - August 17, 2020
KMS FINANCIAL SERVICES, INC.
November 26, 2001 - October 2, 2014
SIGNATOR FINANCIAL SERVICES, INC.
October 18, 2001 - October 2, 2014
SIGNATOR FINANCIAL SERVICES, INC.
January 7, 1995 - October 18, 2001
INTERPACIFIC INVESTORS SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
