Gregory S. Pitruzzello
Professional summary
Gregory Salvatore Pitruzzello is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Cromwell, Connecticut.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Salvatore Pitruzzello's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Salvatore Pitruzzello's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
September 29, 2008 - Present
HORNOR, TOWNSEND & KENT, LLC
November 16, 2007 - September 25, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 31, 2006 - July 17, 2007
ADP BROKER-DEALER, INC.
March 29, 2004 - May 12, 2006
HIMCO DISTRIBUTION SERVICES COMPANY
November 7, 2000 - February 26, 2004
AUGUSTAR DISTRIBUTORS, INC.
September 10, 1998 - October 6, 2000
VOYA FINANCIAL PARTNERS, LLC
October 15, 1997 - September 2, 1998
WS GRIFFITH SECURITIES, INC.
February 23, 1995 - October 15, 1997
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2018)
(9/29/2008)
(11/14/2025)
(12/3/2015)
(9/29/2008)
(12/23/2015)
(9/12/2016)
(1/29/2025)
(6/13/2024)
(9/26/2023)
(2/3/2022)
Exams
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.